Are you looking for your next professional opportunity, one that will challenge you and advance your career? Join our client as a Compliance Officer at their Dubai, UAE office.
Our client, an award-winning multi-regulated broker, is seeking an experienced Compliance Officer to support and strengthen its compliance framework within the UAE regulatory environment. You’ll play a central role in ensuring ongoing compliance with applicable regulatory requirements, while championing a strong culture of compliance across the business.
About the Company:
Our client is an award-winning, multi-regulated broker offering access to a broad range of asset classes — including CFDs on Forex, Stocks, Indices, Commodities, Cryptocurrencies and Bonds, as well as Exchange Traded Derivatives such as Futures & Options. Founded in 2014, the Group employs over 330 professionals across offices in London, Cyprus, Poland, Estonia, Seychelles and several other locations worldwide. Its culture is built on trust, transparency and high standards, bringing together ambitious professionals who thrive in an environment that supports growth, innovation and excellence.
What the job looks like:
- Develop, implement and maintain the company’s compliance programme, policies and procedures in line with applicable regulatory requirements.
- Monitor and assess compliance risks, ensuring ongoing adherence to the relevant regulatory framework and industry standards.
- Stay abreast of regulatory developments and support the implementation of new or amended legal and regulatory requirements.
- Draft, review and enhance compliance policies, procedures, controls and conflict-of-interest frameworks across the business.
- Conduct compliance monitoring activities, identify regulatory breaches and oversee remediation through to resolution.
- Review and approve marketing communications, website content and other client-facing materials to ensure regulatory compliance.
- Monitor outsourced functions and service providers for compliance with internal policies and regulatory obligations.
- Prepare compliance reports for senior management, the Board and regulatory authorities, including regulatory filings where required.
- Liaise with regulators, industry bodies, auditors and other external stakeholders on compliance-related matters.
- Oversee client complaint-handling processes and monitor best execution arrangements to ensure fair client outcomes.
- Deliver compliance guidance and training to employees, promoting a strong culture of compliance throughout the organisation.
- Build effective relationships across the business, acting as a trusted advisor on regulatory and compliance matters.
What you should have:
- A university degree in Law, Business Administration, Finance or a related field, or a relevant professional compliance qualification (e.g. ICA, ACAMS or equivalent).
- A minimum of 5 years’ compliance experience within the financial services industry, preferably within a regulated financial institution. Experience in Compliance and/or AML functions is an advantage.
- Previous experience within a brokerage, CFD firm or multi-asset trading platform is highly desirable.
- Strong knowledge of the UAE/SCA regulatory framework, including AML, sanctions, outsourcing and regulatory reporting requirements.
- A commitment to ongoing professional development and to staying current with regulatory developments.
- Excellent communication and stakeholder management skills, with the ability to work effectively in an international environment.
- Fluency in English and Arabic is required; additional languages are an advantage.
What’s on offer:
- Competitive remuneration package
- A unique opportunity to build your career in a global, fast-growing company.
- Continuous learning and growth through an Employee Training & Development Programme.
- Birthday and Loyalty benefits.
Interested? If you fully meet the above requirements apply now via the link. Due to the high volume of applications only shortlisted candidates will be contacted.